The Danow Group is ready to assist you and your advisors in navigating the complexities of transferring assets subject to regulatory and licensing requirements. We help ensure that your estate plan aligns with regulatory considerations, providing a seamless transition for licensed business interests.
Every retail on or off premise licensee should develop a compliance checklist and review it often and add to it from time to time. Below is an outline of some of the points that should be included. Check to see if your license and the mandatory signs are properly posted and are visible to your […]
Download this Compliance Check List as a .docx Keep the license up to date Renew your license and bond in a timely manner. Note that on-premises licensees in New York City must notify the community board thirty (30) days before the renewal application is filed. Obtain SLA Approval for any of the following: If closing […]
TTB Registration Ever retail licensee has an obligation to register with the TTB by filing form TTB 5630.5d (Alcohol Dealer Registration. The form is supposed to be filed before engaging in business and a new form is to be filed for each location. The registration information is to be updated before July 1st of each […]